← Tributary

CARMEL CAPITAL PARTNERS, LLC

SAN DIEGO, CA · CRD 123907 · IAPD ↗ · 858-457-7544

$434.3MRegulatory AUM
5Advisory reps
9Employees
0Clients
26-50Planning clients
3Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — CARMEL CAPITAL PARTNERS, LLC shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
April 2026 — CARMEL CAPITAL PARTNERS, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2026 — CARMEL CAPITAL PARTNERS, LLC reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
April 2025 — CARMEL CAPITAL PARTNERS, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2025 — CARMEL CAPITAL PARTNERS, LLC now reports custody of client assets ($382.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
28
April 2024 — CARMEL CAPITAL PARTNERS, LLC changed its website from carmelcapitalpartners.com to carmelcap.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
53
April 2024 — CARMEL CAPITAL PARTNERS, LLC added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.