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EQ WEALTH MANAGEMENT

· CRD 291033 · IAPD ↗ · eqwm.com · 425-434-1000

$941.7MRegulatory AUM
8Advisory reps
15Employees
0Clients
0Planning clients
1Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
April 2026 — EQ WEALTH MANAGEMENT reported RAUM up 30% ($723.0M -> $941.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
February 2026 — EQ WEALTH MANAGEMENT notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — EQ WEALTH MANAGEMENT added office(s): 5 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — EQ WEALTH MANAGEMENT grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
July 2024 — EQ WEALTH MANAGEMENT notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
June 2024 — EQ WEALTH MANAGEMENT now reports 1 private fund(s) ($24.3M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
53
April 2024 — EQ WEALTH MANAGEMENT shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
April 2024 — EQ WEALTH MANAGEMENT added office(s): 1 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — EQ WEALTH MANAGEMENT crossed $500M in regulatory AUM ($458.1M -> $593.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.