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LION EQUITY INVESTMENT ADVISORS, LLC

DENVER, CO · CRD 283404 · IAPD ↗ · 303-847-4100

$173.5MRegulatory AUM
12Advisory reps
12Employees
0Clients
n/aPlanning clients
3Private funds
1States
2Disclosures
fundSegment
ApprovedSEC status

Filing changes

52
April 2025 — LION EQUITY INVESTMENT ADVISORS, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2024 — LION EQUITY INVESTMENT ADVISORS, LLC reported RAUM up 38% ($158.0M -> $217.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.