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NEUBERGER BERMAN LOAN ADVISERS LLC

CHICAGO, IL · CRD 285579 · IAPD ↗ · 312-325-7700

$4.93BRegulatory AUM
3Advisory reps
3Employees
0Clients
n/aPlanning clients
13Private funds
2States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2025 — NEUBERGER BERMAN LOAN ADVISERS LLC now reports custody of client assets ($7.04B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
40
November 2024 — NEUBERGER BERMAN LOAN ADVISERS LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.