← Tributary

THE PALISADES GROUP, LLC

AUSTIN, TX · CRD 165609 · IAPD ↗ · palisades-group.com · 512-361-2148

$27.78BRegulatory AUM
9Advisory reps
90Employees
0Clients
n/aPlanning clients
4Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2025 — THE PALISADES GROUP, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2025 — THE PALISADES GROUP, LLC shrank from 17 to 11 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2025 — THE PALISADES GROUP, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2025 — THE PALISADES GROUP, LLC reported RAUM up 43% ($15.81B -> $22.62B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — THE PALISADES GROUP, LLC reported RAUM up 88% ($8.42B -> $15.81B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.