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WATER VALLEY INVESTMENT ADVISORS, INC.

SIOUX CENTER, IA · CRD 116936 · IAPD ↗ · wviainc.com · 712-395-0764

$157.2MRegulatory AUM
3Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
August 2026 — WATER VALLEY INVESTMENT ADVISORS, INC. notice-filed in CA, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
August 2026 — WATER VALLEY INVESTMENT ADVISORS, INC. reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
April 2026 — WATER VALLEY INVESTMENT ADVISORS, INC. moved its main office from LITTLE ELM, TX to SIOUX CENTER, IA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
75
April 2026 — WATER VALLEY INVESTMENT ADVISORS, INC. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
50
April 2025 — WATER VALLEY INVESTMENT ADVISORS, INC. notice-filed in CO, DE, FL, IN, MI, MN, MO, MT, ND, OK, SD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — WATER VALLEY INVESTMENT ADVISORS, INC. reported RAUM up 34% ($94.0M -> $125.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.