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ASCEND PARTNERS

NEW YORK, NY · CRD 310515 · IAPD ↗ · ascendpartners.com · 646-689-2100

$2.18BRegulatory AUM
13Advisory reps
19Employees
0Clients
n/aPlanning clients
16Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
April 2026 — ASCEND PARTNERS reported RAUM up 87% ($1.16B -> $2.18B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
57
April 2025 — ASCEND PARTNERS grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — ASCEND PARTNERS crossed $1B in regulatory AUM ($957.1M -> $1.16B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
April 2024 — ASCEND PARTNERS reported RAUM up 63% ($588.1M -> $957.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.