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SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE

SAN DIEGO, CA · CRD 130711 · IAPD ↗ · superiorplanning.com · 858-546-1046

$349.6MRegulatory AUM
8Advisory reps
12Employees
1Clients
11-25Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
July 2026 — SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2026 — SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE notice-filed in FL, IA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2026 — SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE now reports custody of client assets ($340.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2026 — SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE reported RAUM up 82% ($192.1M -> $349.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
January 2026 — SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
June 2025 — SUPERIOR PLANNING, LLC is now doing business as SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
48
April 2025 — SUPERIOR PLANNING, LLC notice-filed in AZ, CO, TX, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2025 — SUPERIOR PLANNING, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — SUPERIOR PLANNING, LLC reported RAUM up 82% ($105.4M -> $192.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
November 2024 — SUPERIOR PLANNING, LLC (SAN DIEGO, CA) is newly SEC-registered with $105.4M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.