← Tributary

UPRIGHT FINANCIAL CORP

· CRD 107303 · IAPD ↗ · 973-533-1818

$98.0MRegulatory AUM
2Advisory reps
4Employees
0Clients
26-50Planning clients
1Private funds
1States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2025 — UPRIGHT FINANCIAL CORP's Item 11 disclosure-reporting entries rose by 2 (2 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
61
April 2025 — UPRIGHT FINANCIAL CORP reported RAUM up 33% ($62.6M -> $83.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.