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AETHON ENERGY MANAGEMENT

DALLAS, TX · CRD 173136 · IAPD ↗ · 214-750-3820

$700.1MRegulatory AUM
7Advisory reps
7Employees
0Clients
n/aPlanning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
September 2026 — AETHON ENERGY MANAGEMENT shrank from 14 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
April 2025 — AETHON ENERGY MANAGEMENT now reports custody of client assets ($672.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
April 2025 — AETHON ENERGY MANAGEMENT grew from 7 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
April 2024 — AETHON ENERGY MANAGEMENT reported RAUM up 36% ($579.3M -> $790.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.