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GIMBAL FINANCIAL, LLC

CARMEL, IN · CRD 159003 · IAPD ↗ · gimbalfinancial.com · 317-578-1600

$290.0MRegulatory AUM
4Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2025 — GIMBAL FINANCIAL, LLC now reports custody of client assets ($236.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
66
April 2024 — GIMBAL FINANCIAL, LLC reported RAUM up 55% ($135.0M -> $209.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.