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HSBC SECURITIES (USA) INC.

NEW YORK, NY · CRD 19585 · IAPD ↗ · us.hsbc.com · 212-525-2879

$3.84BRegulatory AUM
402Advisory reps
490Employees
0Clients
0Planning clients
8Private funds
53States
111Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — HSBC SECURITIES (USA) INC. grew from 376 to 402 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — HSBC SECURITIES (USA) INC. added office(s): 62 -> 63 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2025 — HSBC SECURITIES (USA) INC. grew from 340 to 376 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
January 2025 — HSBC SECURITIES (USA) INC.'s Item 11 disclosure-reporting entries rose by 1 (110 -> 111).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — HSBC SECURITIES (USA) INC. shrank from 371 to 340 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — HSBC SECURITIES (USA) INC. added office(s): 60 -> 62 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.