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W&S ADVISORY SERVICES, LLC

CINCINNATI, OH · CRD 334683 · IAPD ↗ · meetfabric.com · 513-361-7600

$5.3MRegulatory AUM
9Advisory reps
9Employees
6689Clients
1-10Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — W&S ADVISORY SERVICES, LLC added office(s): 4 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2026 — W&S ADVISORY SERVICES, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
74
April 2026 — W&S ADVISORY SERVICES, LLC grew from 0 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
February 2026 — W&S ADVISORY SERVICES, LLC notice-filed in AL, AZ, CA, IL, IN, ME, MI, NJ, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
January 2026 — W&S ADVISORY SERVICES, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
July 2025 — W&S ADVISORY SERVICES, LLC notice-filed in FL, MS, NC, PA, SC, TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
June 2025 — W&S ADVISORY SERVICES, LLC notice-filed in GA, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
June 2025 — W&S ADVISORY SERVICES, LLC added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
April 2025 — W&S ADVISORY SERVICES, LLC (CINCINNATI, OH) is newly SEC-registered with $0 RAUM and 0 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.