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THRIVENT INVESTMENT MANAGEMENT INC.

MINNEAPOLIS, MN · CRD 18387 · IAPD ↗ · 800-847-4836

$20.77BRegulatory AUM
2963Advisory reps
3901Employees
84100Clients
More than 500Planning clients
0Private funds
51States
25Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — THRIVENT INVESTMENT MANAGEMENT INC. added office(s): 1169 -> 1226 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2026 — THRIVENT INVESTMENT MANAGEMENT INC. grew from 2774 to 2963 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
March 2026 — THRIVENT INVESTMENT MANAGEMENT INC.'s Item 11 disclosure-reporting entries rose by 1 (25 -> 26).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — THRIVENT INVESTMENT MANAGEMENT INC. added office(s): 1111 -> 1169 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2025 — THRIVENT INVESTMENT MANAGEMENT INC. grew from 2509 to 2774 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
November 2024 — THRIVENT INVESTMENT MANAGEMENT INC.'s Item 11 disclosure-reporting entries rose by 3 (23 -> 26).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
September 2024 — THRIVENT INVESTMENT MANAGEMENT INC.'s Item 11 disclosure-reporting entries rose by 1 (22 -> 23).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
July 2024 — THRIVENT INVESTMENT MANAGEMENT INC.'s Item 11 disclosure-reporting entries rose by 2 (20 -> 22).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — THRIVENT INVESTMENT MANAGEMENT INC. shrank from 3005 to 2509 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — THRIVENT INVESTMENT MANAGEMENT INC. added office(s): 1106 -> 1111 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.