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TRADITION WEALTH MANAGEMENT LLC

EDINA, MN · CRD 128314 · IAPD ↗ · 952-563-6500

$2.60BRegulatory AUM
30Advisory reps
32Employees
162Clients
More than 500Planning clients
0Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2025 — TRADITION WEALTH MANAGEMENT LLC notice-filed in AK, NC, ND, NV, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — TRADITION WEALTH MANAGEMENT LLC reported RAUM up 28% ($1.52B -> $1.95B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2025 — TRADITION WEALTH MANAGEMENT LLC grew from 23 to 28 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — TRADITION WEALTH MANAGEMENT LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
April 2024 — TRADITION WEALTH MANAGEMENT LLC reported RAUM up 39% ($1.09B -> $1.52B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.