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INDAGO CAPITAL LLC

NEW YORK, NY · CRD 330343 · IAPD ↗ · 212-680-4970

$555.9MRegulatory AUM
8Advisory reps
12Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — INDAGO CAPITAL LLC crossed $500M in regulatory AUM ($289.4M -> $555.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
57
April 2026 — INDAGO CAPITAL LLC grew from 4 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
April 2025 — INDAGO CAPITAL LLC reported RAUM up 45% ($199.9M -> $289.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
April 2025 — INDAGO CAPITAL LLC now reports custody of client assets ($169.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
April 2025 — INDAGO CAPITAL LLC now reports 2 private fund(s) ($14.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
60
September 2024 — INDAGO CAPITAL LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
May 2024 — INDAGO CAPITAL LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.