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COLLEGIATE CAPITAL MANAGEMENT, INC.

RALEIGH, NC · CRD 118205 · IAPD ↗ · 919-838-0101

$653.0MRegulatory AUM
4Advisory reps
8Employees
11Clients
251-500Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — COLLEGIATE CAPITAL MANAGEMENT, INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — COLLEGIATE CAPITAL MANAGEMENT, INC. notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — COLLEGIATE CAPITAL MANAGEMENT, INC. crossed $500M in regulatory AUM ($498.6M -> $582.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.