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ASIO CAPITAL LLC

LEXINGTON, KY · CRD 298326 · IAPD ↗ · asiocapital.com · 859-785-4130

$805.1MRegulatory AUM
6Advisory reps
7Employees
3Clients
0Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — ASIO CAPITAL LLC reported RAUM up 30% ($621.5M -> $805.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
February 2026 — ASIO CAPITAL LLC notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — ASIO CAPITAL LLC notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — ASIO CAPITAL LLC crossed $500M in regulatory AUM ($499.6M -> $621.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
April 2024 — ASIO CAPITAL LLC reported RAUM up 27% ($393.3M -> $499.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
February 2024 — ASIO CAPITAL LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.