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FOUNTAINHEAD ADVISORS

WARREN, NJ · CRD 156185 · IAPD ↗ · 732-346-1900

$1.02BRegulatory AUM
18Advisory reps
28Employees
13Clients
More than 500Planning clients
0Private funds
27States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2026 — FOUNTAINHEAD ADVISORS (WARREN, NJ) left the SEC roster (was $1.02B RAUM, 18 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
49
July 2025 — FOUNTAINHEAD ADVISORS notice-filed in ID, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2025 — FOUNTAINHEAD ADVISORS notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — FOUNTAINHEAD ADVISORS notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2025 — FOUNTAINHEAD ADVISORS grew from 13 to 18 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — FOUNTAINHEAD ADVISORS crossed $1B in regulatory AUM ($721.6M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
July 2024 — FOUNTAINHEAD ADVISORS notice-filed in CT, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — FOUNTAINHEAD ADVISORS reported RAUM up 42% ($506.5M -> $721.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.