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PRUDENT INVESTORS

LAKE FOREST, CA · CRD 127284 · IAPD ↗ · 760-597-9255

$515.8MRegulatory AUM
3Advisory reps
8Employees
0Clients
1-10Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — PRUDENT INVESTORS reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — PRUDENT INVESTORS crossed $500M in regulatory AUM ($409.3M -> $515.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
April 2025 — PRUDENT INVESTORS notice-filed in CO, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — PRUDENT INVESTORS reported RAUM up 39% ($295.4M -> $409.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.