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CALIBER WEALTH MANAGEMENT, LLC

OVERLAND PARK, KS · CRD 331165 · IAPD ↗ · 913-303-3920

$1.76BRegulatory AUM
15Advisory reps
24Employees
0Clients
51-100Planning clients
0Private funds
21States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
September 2026 — CALIBER WEALTH MANAGEMENT, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — CALIBER WEALTH MANAGEMENT, LLC reported RAUM up 51% ($1.17B -> $1.76B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
January 2026 — CALIBER WEALTH MANAGEMENT, LLC notice-filed in CT, GA, IA, MN, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — CALIBER WEALTH MANAGEMENT, LLC now reports custody of client assets ($42.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
72
April 2025 — CALIBER WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
April 2025 — CALIBER WEALTH MANAGEMENT, LLC grew from 10 to 15 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
January 2025 — CALIBER WEALTH MANAGEMENT, LLC notice-filed in AZ, MA, OH, OR, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
December 2024 — CALIBER WEALTH MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
August 2024 — CALIBER WEALTH MANAGEMENT, LLC (OVERLAND PARK, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.