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DELAWARE WEALTH PLANNERS

WILMINGTON, DE · CRD 306818 · IAPD ↗ · 302-254-2400

$255.6MRegulatory AUM
3Advisory reps
4Employees
0Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — DELAWARE WEALTH PLANNERS reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — DELAWARE WEALTH PLANNERS reported RAUM up 65% ($155.2M -> $255.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — DELAWARE WEALTH PLANNERS reported RAUM up 50% ($103.2M -> $155.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — DELAWARE WEALTH PLANNERS now reports custody of client assets ($36.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
November 2024 — DELAWARE WEALTH PLANNERS (WILMINGTON, DE) is newly SEC-registered with $103.2M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.