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OMEGA CAPITAL MANAGEMENT, LLC

FLANDERS, NJ · CRD 129167 · IAPD ↗ · 973-927-8388

$139.7MRegulatory AUM
1Advisory reps
2Employees
164Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
April 2025 — OMEGA CAPITAL MANAGEMENT, LLC notice-filed in MA, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — OMEGA CAPITAL MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.