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MML INVESTORS SERVICES, LLC

SPRINGFIELD, MA · CRD 10409 · IAPD ↗ · mmlinvestors.com · (413) 226-0000

$115.64BRegulatory AUM
4961Advisory reps
6976Employees
0Clients
More than 500Planning clients
0Private funds
50States
78Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
October 2026 — MML INVESTORS SERVICES, LLC's Item 11 disclosure-reporting entries rose by 2 (76 -> 78).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — MML INVESTORS SERVICES, LLC added office(s): 1083 -> 1093 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2026 — MML INVESTORS SERVICES, LLC reported RAUM up 28% ($90.02B -> $115.64B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — MML INVESTORS SERVICES, LLC grew from 4935 to 4961 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
June 2025 — MML INVESTORS SERVICES, LLC's Item 11 disclosure-reporting entries rose by 2 (74 -> 76).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
April 2025 — MML INVESTORS SERVICES, LLC grew from 4764 to 4935 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
January 2025 — MML INVESTORS SERVICES, LLC's Item 11 disclosure-reporting entries rose by 2 (74 -> 76).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
November 2024 — MML INVESTORS SERVICES, LLC's Item 11 disclosure-reporting entries rose by 2 (72 -> 74).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — MML INVESTORS SERVICES, LLC shrank from 4951 to 4764 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.