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SOUNDWATCH CAPITAL, LLC

DALLAS, TX · CRD 173151 · IAPD ↗ · soundwatchfunds.com · 646-442-9655

$1.02BRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

20
June 2026 — SOUNDWATCH CAPITAL, LLC changed its website from soundwatch.com to soundwatchfunds.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
35
June 2026 — SOUNDWATCH CAPITAL, LLC filed an Item 4A succession naming SOUNDWATCH CAPITAL, LLC (CRD 173151) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
37
June 2026 — SOUNDWATCH CAPITAL, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
June 2026 — SOUNDWATCH CAPITAL, LLC moved its main office from ROWAYTON, CT to DALLAS, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
45
June 2026 — SOUNDWATCH CAPITAL, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
June 2026 — SOUNDWATCH CAPITAL, LLC crossed $1B in regulatory AUM ($958.2M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
60
April 2025 — SOUNDWATCH CAPITAL, LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.