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LPL ENTERPRISE, LLC

FORT MILL, SC · CRD 8733 · IAPD ↗ · lpl.com · 704-733-3300

$24.94BRegulatory AUM
4492Advisory reps
5215Employees
12118Clients
More than 500Planning clients
0Private funds
53States
10Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — LPL ENTERPRISE, LLC added office(s): 1075 -> 1140 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2026 — LPL ENTERPRISE, LLC reported RAUM up 32% ($18.86B -> $24.94B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — LPL ENTERPRISE, LLC grew from 3130 to 4492 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — LPL ENTERPRISE, LLC added office(s): 4 -> 1075 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
81
April 2025 — LPL ENTERPRISE, LLC reports More than 500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2025 — LPL ENTERPRISE, LLC grew from 12 to 3130 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
November 2024 — LPL ENTERPRISE, LLC's Item 11 disclosure-reporting entries rose by 42 (10 -> 52).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
95
September 2024 — LPL ENTERPRISE, LLC (FORT MILL, SC) is newly SEC-registered with $0 RAUM and 12 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.