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GAOTENG GLOBAL ASSET MANAGEMENT LIMITED

HONG KONG, HONG KONG, Hong Kong · CRD 301825 · IAPD ↗ · +852 3892 8900

$13.35BRegulatory AUM
11Advisory reps
46Employees
3Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
April 2026 — GAOTENG GLOBAL ASSET MANAGEMENT LIMITED shrank from 14 to 11 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
April 2026 — GAOTENG GLOBAL ASSET MANAGEMENT LIMITED reported RAUM up 109% ($6.39B -> $13.35B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2025 — GAOTENG GLOBAL ASSET MANAGEMENT LIMITED now reports custody of client assets ($5.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
April 2025 — GAOTENG GLOBAL ASSET MANAGEMENT LIMITED reported RAUM up 187% ($2.23B -> $6.39B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.