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BLACK DIAMOND FINANCIAL, LLC

LUTHERVILLE, MD · CRD 145108 · IAPD ↗ · blackdfinancial.com · 443-841-7772

$1.37BRegulatory AUM
13Advisory reps
17Employees
0Clients
251-500Planning clients
3Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
April 2026 — BLACK DIAMOND FINANCIAL, LLC reported RAUM up 31% ($1.04B -> $1.37B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2025 — BLACK DIAMOND FINANCIAL, LLC moved its main office from TOWSON, MD to LUTHERVILLE, MD.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
63
April 2025 — BLACK DIAMOND FINANCIAL, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
72
April 2025 — BLACK DIAMOND FINANCIAL, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — BLACK DIAMOND FINANCIAL, LLC crossed $1B in regulatory AUM ($701.4M -> $1.04B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
68
November 2024 — BLACK DIAMOND FINANCIAL, LLC now reports custody of client assets ($890,000).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
63
April 2024 — BLACK DIAMOND FINANCIAL, LLC reported RAUM up 28% ($545.9M -> $701.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.