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RBF CAPITAL MANAGEMENT, INC.

SARASOTA, FL · CRD 164524 · IAPD ↗ · 941-870-1944

$160.6MRegulatory AUM
1Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2025 — RBF CAPITAL MANAGEMENT, INC. notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2025 — RBF CAPITAL MANAGEMENT, INC. filed an Item 4A succession naming RBF CAPITAL MANAGEMENT, INC. (CRD 164524) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
60
April 2025 — RBF CAPITAL MANAGEMENT, INC. reported RAUM up 29% ($107.1M -> $138.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
July 2024 — RBF CAPITAL MANAGEMENT, INC. (SARASOTA, FL) is newly SEC-registered with $107.1M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.