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CONSTELLATION WEALTH CAPITAL

CHICAGO, IL · CRD 326917 · IAPD ↗ · constellationwealthcapital.com · 312-626-6067

$2.52BRegulatory AUM
9Advisory reps
20Employees
0Clients
n/aPlanning clients
10Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2026 — CONSTELLATION WEALTH CAPITAL notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2026 — CONSTELLATION WEALTH CAPITAL shrank from 19 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2026 — CONSTELLATION WEALTH CAPITAL added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2026 — CONSTELLATION WEALTH CAPITAL reported RAUM up 99% ($1.27B -> $2.52B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2025 — CONSTELLATION WEALTH CAPITAL grew from 13 to 19 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — CONSTELLATION WEALTH CAPITAL crossed $1B in regulatory AUM ($549.7M -> $1.27B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
February 2024 — CONSTELLATION WEALTH CAPITAL now reports custody of client assets ($213.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
February 2024 — CONSTELLATION WEALTH CAPITAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
February 2024 — CONSTELLATION WEALTH CAPITAL now reports 2 private fund(s) ($540.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
61
February 2024 — CONSTELLATION WEALTH CAPITAL grew from 6 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.