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EAST END ADVISORS, LLC

NEW YORK, NY · CRD 147144 · IAPD ↗ · alti-global.com · 212-218-8137

$6.06BRegulatory AUM
9Advisory reps
17Employees
0Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2025 — EAST END ADVISORS, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2025 — EAST END ADVISORS, LLC now reports custody of client assets ($363.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
72
April 2025 — EAST END ADVISORS, LLC grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — EAST END ADVISORS, LLC shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.