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NORMANDY INVESTMENT ADVISORS

LEAWOOD, KS · CRD 316321 · IAPD ↗ · normandyia.com · 913-914-1944

$273.4MRegulatory AUM
5Advisory reps
5Employees
8Clients
11-25Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — NORMANDY INVESTMENT ADVISORS added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2026 — NORMANDY INVESTMENT ADVISORS now reports custody of client assets ($7.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2026 — NORMANDY INVESTMENT ADVISORS reported RAUM up 92% ($142.0M -> $273.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2025 — NORMANDY INVESTMENT ADVISORS added office(s): 4 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
April 2025 — NORMANDY INVESTMENT ADVISORS notice-filed in AZ, CO, FL, LA, MN, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — NORMANDY INVESTMENT ADVISORS reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.