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SPP MANAGEMENT SERVICES, LLC

CHARLOTTE, NC · CRD 164078 · IAPD ↗ · 704-654-3400

$623.6MRegulatory AUM
19Advisory reps
23Employees
0Clients
n/aPlanning clients
29Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
April 2025 — SPP MANAGEMENT SERVICES, LLC now reports custody of client assets ($546.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
April 2025 — SPP MANAGEMENT SERVICES, LLC grew from 14 to 19 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — SPP MANAGEMENT SERVICES, LLC crossed $500M in regulatory AUM ($440.1M -> $503.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.