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FINANCIAL ELEMENTS, INC

ROLLING MEADOWS, IL · CRD 148557 · IAPD ↗ · 847-496-4179

$192.6MRegulatory AUM
1Advisory reps
2Employees
45Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
March 2026 — FINANCIAL ELEMENTS, INC reported RAUM up 89% ($102.1M -> $192.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
July 2025 — FINANCIAL ELEMENTS, INC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2025 — FINANCIAL ELEMENTS, INC (ROLLING MEADOWS, IL) is newly SEC-registered with $102.1M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.