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PUGH CAPITAL MANAGEMENT, INC.

SEATTLE, WA · CRD 111765 · IAPD ↗ · pughcapital.com · 206-322-4985

$12.82BRegulatory AUM
22Advisory reps
39Employees
1Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2025 — PUGH CAPITAL MANAGEMENT, INC. now reports custody of client assets ($49.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
April 2025 — PUGH CAPITAL MANAGEMENT, INC. now reports 1 private fund(s) ($49.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
63
April 2025 — PUGH CAPITAL MANAGEMENT, INC. grew from 14 to 22 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.