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SIMPLEADVISORY LLC

GARDEN CITY, NY · CRD 334785 · IAPD ↗ · simpleciti.com · 516-464-5500

$42.1MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
4Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

75
October 2026 — SIMPLEADVISORY LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
55
August 2025 — SIMPLEADVISORY LLC now reports 4 private fund(s) ($46.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
April 2025 — SIMPLEADVISORY LLC (GARDEN CITY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.