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ROUNDHILL INVESTMENTS

NEW YORK, NY · CRD 300799 · IAPD ↗ · 646-661-5441

$9.59BRegulatory AUM
5Advisory reps
13Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

65
March 2026 — ROUNDHILL INVESTMENTS reported RAUM up 153% ($3.79B -> $9.59B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
20
April 2025 — ROUNDHILL INVESTMENTS changed its website from public.com to roundhillinvestments.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
62
April 2025 — ROUNDHILL INVESTMENTS grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2025 — ROUNDHILL INVESTMENTS crossed $1B in regulatory AUM ($716.8M -> $3.79B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
13
April 2024 — ROUNDHILL INVESTMENTS changed its website from roundhillinvestments.com to public.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
49
April 2024 — ROUNDHILL INVESTMENTS reported RAUM up 31% ($547.1M -> $716.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.