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TRIUMPH CAPITAL MANAGEMENT

DENVER, CO · CRD 282814 · IAPD ↗ · gotostage.com · 720-399-5555

$645.6MRegulatory AUM
17Advisory reps
18Employees
0Clients
1-10Planning clients
0Private funds
30States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — TRIUMPH CAPITAL MANAGEMENT notice-filed in IA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
December 2025 — TRIUMPH CAPITAL MANAGEMENT crossed $500M in regulatory AUM ($483.4M -> $530.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
April 2025 — TRIUMPH CAPITAL MANAGEMENT notice-filed in KY, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.