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LATERAL INVESTMENT MANAGEMENT, LLC

BURLINGAME, CA · CRD 159649 · IAPD ↗ · lateralim.com · 650-396-2200

$1.00BRegulatory AUM
13Advisory reps
24Employees
0Clients
n/aPlanning clients
18Private funds
0States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — LATERAL INVESTMENT MANAGEMENT, LLC moved its main office from SAN MATEO, CA to BURLINGAME, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
40
April 2026 — LATERAL INVESTMENT MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
April 2026 — LATERAL INVESTMENT MANAGEMENT, LLC crossed $1B in regulatory AUM ($847.7M -> $1.00B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
April 2025 — LATERAL INVESTMENT MANAGEMENT, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.