← Tributary

CAPITAL WEALTH MANAGEMENT, LLC

WEST WARWICK, RI · CRD 157959 · IAPD ↗ · capitalwealthllc.com · (401) 885-1060

$1.14BRegulatory AUM
9Advisory reps
16Employees
0Clients
251-500Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
May 2026 — CAPITAL WEALTH MANAGEMENT, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — CAPITAL WEALTH MANAGEMENT, LLC now reports custody of client assets ($199.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
February 2026 — CAPITAL WEALTH MANAGEMENT, LLC notice-filed in VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2025 — CAPITAL WEALTH MANAGEMENT, LLC notice-filed in NC, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
78
April 2025 — CAPITAL WEALTH MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2025 — CAPITAL WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($858.0M -> $1.00B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
October 2024 — CAPITAL WEALTH MANAGEMENT, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.