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KINGDOM LEGACY ADVISORS

· CRD 334847 · IAPD ↗ · kingdomlegacyadv.com · (952) 697-2225

$196.5MRegulatory AUM
1Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
October 2026 — KINGDOM LEGACY ADVISORS notice-filed in AZ, CA, FL, LA, NE, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
February 2026 — KINGDOM LEGACY ADVISORS now reports custody of client assets ($8.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
68
February 2026 — KINGDOM LEGACY ADVISORS reported RAUM up 68% ($117.0M -> $196.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
April 2025 — KINGDOM LEGACY ADVISORS (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.