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SAGE STONE WEALTH MANAGEMENT LLC

LA JOLLA, CA · CRD 155477 · IAPD ↗ · sagestonewealth.com · 858-412-6404

$261.4MRegulatory AUM
3Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2025 — SAGE STONE WEALTH MANAGEMENT LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2025 — SAGE STONE WEALTH MANAGEMENT LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
July 2024 — SAGE STONE WEALTH MANAGEMENT LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
June 2024 — SAGE STONE WEALTH MANAGEMENT LLC notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
February 2024 — SAGE STONE WEALTH MANAGEMENT LLC notice-filed in MA, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.