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SOUND CAPITAL SOLUTIONS LLC

· CRD 311034 · IAPD ↗ · soundcapitalsolutions.com · 630-853-3300

$305.7MRegulatory AUM
5Advisory reps
5Employees
2Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

55
March 2026 — SOUND CAPITAL SOLUTIONS LLC reported RAUM up 36% ($224.2M -> $305.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
32
April 2025 — SOUND CAPITAL SOLUTIONS LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2025 — SOUND CAPITAL SOLUTIONS LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2025 — SOUND CAPITAL SOLUTIONS LLC reported RAUM up 393% ($45.5M -> $224.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
June 2024 — SOUND CAPITAL SOLUTIONS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
February 2024 — SOUND CAPITAL SOLUTIONS LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.