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SOUTHWEST INVESTMENT ADVISORS, INC.

TUCSON, AZ · CRD 312685 · IAPD ↗ · siatucson.com · 520-544-2500

$386.9MRegulatory AUM
5Advisory reps
5Employees
1162Clients
11-25Planning clients
0Private funds
38States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — SOUTHWEST INVESTMENT ADVISORS, INC. reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
April 2025 — SOUTHWEST INVESTMENT ADVISORS, INC. notice-filed in CT, DC, DE, IA, NE, OK, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2024 — SOUTHWEST INVESTMENT ADVISORS, INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.