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FINANCIAL MANAGEMENT STRATEGIES, INC.

BROADVIEW HTS., OH · CRD 120818 · IAPD ↗ · fmstrategies.biz · 216-642-1099

$714.2MRegulatory AUM
23Advisory reps
23Employees
60Clients
51-100Planning clients
0Private funds
20States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — FINANCIAL MANAGEMENT STRATEGIES, INC. notice-filed in KY, UT, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — FINANCIAL MANAGEMENT STRATEGIES, INC. added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
July 2025 — FINANCIAL MANAGEMENT STRATEGIES, INC. notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2025 — FINANCIAL MANAGEMENT STRATEGIES, INC. notice-filed in CO, MD, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — FINANCIAL MANAGEMENT STRATEGIES, INC. reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.