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PROSPERITY WEALTH PLANNING LLC

IRVINE, CA · CRD 315163 · IAPD ↗ · prosperitywealthplanning.com · 877-878-7860

$269.2MRegulatory AUM
4Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — PROSPERITY WEALTH PLANNING LLC now reports custody of client assets ($123.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
July 2024 — PROSPERITY WEALTH PLANNING LLC moved its main office from LONG BEACH, CA to IRVINE, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
July 2024 — PROSPERITY WEALTH PLANNING LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2024 — PROSPERITY WEALTH PLANNING LLC reported RAUM up 35% ($128.4M -> $172.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.