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STEEL GROVE CAPITAL ADVISORS, LLC

MEMPHIS, TN · CRD 115231 · IAPD ↗ · steelgrove.com · 901-498-6300

$1.64BRegulatory AUM
7Advisory reps
13Employees
0Clients
251-500Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
October 2026 — STEEL GROVE CAPITAL ADVISORS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2026 — STEEL GROVE CAPITAL ADVISORS, LLC notice-filed in AR, CA, CO, MD, NC, NH, OH, OK, PA, SC, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
72
April 2026 — STEEL GROVE CAPITAL ADVISORS, LLC reports 251-500 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
February 2026 — STEEL GROVE CAPITAL ADVISORS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
April 2025 — STEEL GROVE CAPITAL ADVISORS, LLC notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — STEEL GROVE CAPITAL ADVISORS, LLC shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.