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GLOBAL X MANAGEMENT COMPANY LLC

NEW YORK, NY · CRD 146932 · IAPD ↗ · globalxetfs.com · 212-644-6440

$83.02BRegulatory AUM
30Advisory reps
146Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
April 2026 — GLOBAL X MANAGEMENT COMPANY LLC shrank from 37 to 30 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
59
April 2026 — GLOBAL X MANAGEMENT COMPANY LLC reported RAUM up 49% ($55.75B -> $83.02B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
37
April 2025 — GLOBAL X MANAGEMENT COMPANY LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — GLOBAL X MANAGEMENT COMPANY LLC reported RAUM up 27% ($43.81B -> $55.75B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2024 — GLOBAL X MANAGEMENT COMPANY LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.