← Tributary

TUTTLE CAPITAL MANAGEMENT, LLC

· CRD 164937 · IAPD ↗ · 347-852-0548

$5.50BRegulatory AUM
8Advisory reps
21Employees
3Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
October 2026 — TUTTLE CAPITAL MANAGEMENT, LLC shrank from 10 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
October 2026 — TUTTLE CAPITAL MANAGEMENT, LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
October 2026 — TUTTLE CAPITAL MANAGEMENT, LLC reported RAUM up 41% ($3.91B -> $5.50B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
October 2026 — TUTTLE CAPITAL MANAGEMENT, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
37
September 2026 — TUTTLE CAPITAL MANAGEMENT, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
February 2026 — TUTTLE CAPITAL MANAGEMENT, LLC reported RAUM up 26% ($3.11B -> $3.91B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
62
February 2026 — TUTTLE CAPITAL MANAGEMENT, LLC grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
April 2025 — TUTTLE CAPITAL MANAGEMENT, LLC grew from 4 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
April 2025 — TUTTLE CAPITAL MANAGEMENT, LLC reported RAUM up 90% ($1.64B -> $3.11B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
November 2024 — TUTTLE CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($680.9M -> $1.64B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
60
April 2024 — TUTTLE CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($332.9M -> $680.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.