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TRANSCEND CAPITAL ADVISORS, LLC

MADISON, NJ · CRD 299723 · IAPD ↗ · (973) 370-3203

$2.91BRegulatory AUM
27Advisory reps
39Employees
0Clients
More than 500Planning clients
12Private funds
30States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — TRANSCEND CAPITAL ADVISORS, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2026 — TRANSCEND CAPITAL ADVISORS, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
April 2025 — TRANSCEND CAPITAL ADVISORS, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — TRANSCEND CAPITAL ADVISORS, LLC notice-filed in HI, ID, KY, ME, NE, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2025 — TRANSCEND CAPITAL ADVISORS, LLC reports 251-500 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
80
April 2025 — TRANSCEND CAPITAL ADVISORS, LLC grew from 21 to 31 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
February 2025 — TRANSCEND CAPITAL ADVISORS, LLC notice-filed in RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.